Created by dinotash
Bot last ran about 7 years ago
This run last changed almost 8 years ago
| end date | licence jurisdiction | licence number | source url | jurisdiction classification | category | confidence | company jurisdiction | regulator | company name | start date | actual last ingested snapshot id v3 | sample date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2016-11-22 | Malaysia | CMSL/A0165/2007 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=17816 | Dealing in Securities / Dealing in securities restricted to unit trust / Dealing in Private Retirement Scheme / Financial Planning | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Whitman Independent Advisors Sdn. Bhd. | 2007-09-28 | 9000 | 2016-06-01 |
| 2008-02-09 | Malaysia | C/A0001/D/1998 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=745 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | MIDF Sisma Securities Sdn Bhd | 1998-02-09 | 9000 | 2016-06-01 | |
| 2017-05-06 | Malaysia | CMSL/A0207/2007 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=17851 | Advising on Corporate Finance | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | NewParadigm Capital Markets Sdn. Bhd. | 2007-09-28 | 9000 | 2016-06-01 |
| 2016-11-07 | Malaysia | CMSL/A0140/2007 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=17812 | Investment Advice | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | UOB Kay Hian (Malaysia) Holdings Sdn. Bhd. | 2007-09-28 | 9000 | 2016-06-01 |
| 2005-09-02 | Malaysia | C/A0004/FM/1996 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=4764 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Far East Vision Sdn Bhd | 1996-09-02 | 9000 | 2016-06-01 | |
| 1998-09-30 | Malaysia | PPS(s)1/45 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=14070 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Omega Securities Sdn Bhd | 1996-09-30 | 9000 | 2016-06-01 | |
| 2009-05-15 | Malaysia | CMSL/A0091/2007 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=17746 | Fund Management / Fund management restricted to securities | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Kenanga Asset Management Sdn Bhd | 2007-09-28 | 9000 | 2016-06-01 |
| 2001-09-29 | Malaysia | PPS(s)2/77 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=14088 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Vanguard Capital Sdn Bhd | 1996-09-29 | 9000 | 2016-06-01 | |
| 2007-07-19 | Malaysia | C/A0145/IA/2006 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=16616 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Gunananthan a/l Nithyanantham (Gunananthan a/l Nithyanantham) | 2006-07-20 | 9000 | 2016-06-01 | |
| 2016-08-25 | Malaysia | CMSL/A0022/2007 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=17860 | Dealing in Securities / Dealing in securities restricted to unit trust / Fund Management / Dealing in Private Retirement Scheme / Investment Advice | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | RHB Asset Management Sdn Bhd | 2007-09-28 | 9000 | 2016-06-01 |
| 2002-09-30 | Malaysia | PPS(s)1/10 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=14056 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Soon Theam Securities Sdn Bhd | 1996-09-30 | 9000 | 2016-06-01 | |
| 2016-09-24 | Malaysia | CMSL/A0245/2008 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=27174 | Dealing in Securities / Dealing in securities restricted to unit trust / Dealing in Private Retirement Scheme | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Phillip Mutual Berhad | 2008-09-25 | 9000 | 2016-06-01 |
| 2016-09-24 | Malaysia | CMSL/A0234/2008 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=27163 | Dealing in Securities / Dealing in securities restricted to unit trust / Fund Management | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Hong Leong Asset Management Bhd | 2008-09-25 | 9000 | 2016-06-01 |
| 2016-11-20 | Malaysia | CMSL/A0321/2013 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=32257 | Financial Planning | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | IPPFA Sdn. Bhd. | 2013-11-21 | 9000 | 2016-06-01 |
| 2003-12-14 | Malaysia | C/A0001/FB/1995 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=13007 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | HLG Futures Sdn Bhd | 1995-12-14 | 9000 | 2016-06-01 | |
| 2016-06-26 | Malaysia | CMSL/A0230/2008 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=26913 | Fund Management | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | CIMB-Principal Islamic Asset Management Sdn Bhd | 2008-06-27 | 9000 | 2016-06-01 |
| 2016-10-11 | Malaysia | CMSL/A0189/2007 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=17833 | Dealing in Securities / Dealing in securities restricted to unit trust / Dealing in Private Retirement Scheme / Financial Planning | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | FIN FREEDOM SDN BHD | 2007-09-28 | 9000 | 2016-06-01 |
| 2017-03-22 | Malaysia | CMSL/A0276/2010 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=28451 | Dealing in Securities / Dealing in securities restricted to unit trust / Dealing in Private Retirement Scheme / Financial Planning | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | FA ADVISORY SDN BHD | 2010-03-23 | 9000 | 2016-06-01 |
| 1999-05-23 | Malaysia | C/A0024/FM/97 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=13666 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Phileo Allied Asset Management Sdn Bhd | 1997-05-23 | 9000 | 2016-06-01 | |
| 2001-12-12 | Malaysia | PPS(s)1/13 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=14057 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Phileo Allied Securities Sdn Bhd | 1996-12-12 | 9000 | 2016-06-01 | |
| 2001-07-13 | Malaysia | C/A0028/IA/2000 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=10208 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Malaysian Street.Com Sdn. Bhd. | 2000-07-14 | 9000 | 2016-06-01 | |
| 2010-09-16 | Malaysia | CMSL/A0265/2009 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=28079 | Financial Planning | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Wealth Street Sdn. Bhd. | 2009-09-17 | 9000 | 2016-06-01 |
| 1999-01-24 | Malaysia | C/A0023/FB/1996 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=13015 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | KLCS Futures Sdn Bhd | 1996-01-24 | 9000 | 2016-06-01 | |
| 2017-05-08 | Malaysia | CMSL/A0294/2011 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=29451 | Advising on Corporate Finance | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | SCS Global Advisory (M) Sdn. Bhd. | 2011-05-09 | 9000 | 2016-06-01 |
| 2011-04-07 | Malaysia | CMSL/A0115/2007 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=17798 | Advising on Corporate Finance | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Standard London (Asia) Sdn. Bhd. | 2007-09-28 | 9000 | 2016-06-01 |
| 2016-09-02 | Malaysia | CMSL/A0057/2007 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=17739 | Fund Management | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | SDB Asset Management Sdn Bhd | 2007-09-28 | 9000 | 2016-06-01 |
| 2016-09-21 | Malaysia | eCMSL/A0331/2015 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=34024 | Advising on Corporate Finance | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Fides Advisory Sdn. Bhd. | 2015-09-22 | 9000 | 2016-06-01 |
| 2003-08-25 | Malaysia | C/A0004/FM/FFM/99 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=13632 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | BHLB Asset Management Sdn Bhd | 1999-08-26 | 9000 | 2016-06-01 | |
| 2016-10-26 | Malaysia | CMSL/A0036/2007 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=17693 | Fund Management | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Hong Leong Fund Management Sdn Bhd | 2007-09-28 | 9000 | 2016-06-01 |
| 2007-08-04 | Malaysia | C/A0123/IA(FP)/2005 | http://ers.seccom.com.my/public/CompanyGeneralInfo.aspx?LicenceID=15882 | Financial | MEDIUM | Malaysia | Securities Commission, Malaysia | Money Concepts Corporation (M) Sdn. Bhd. | 2005-08-05 | 9000 | 2016-06-01 |